EPSTEIN
page 6 / 408 . OCR, unverified
05141.00
AltRICAS
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M IAS TRUST
WALL STREET
/REC/PERSHING
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NEW YORK, NY I0005•2658
LLCMARK C. mionesceer
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0141964,
P4TRUST SPECIAL OPPORTUNITIES MED
//514
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THOMPSON REVOCABLE LIVING TRUST
II LPC/O ENTRUST PARTNERS ttra75 PA
FM ACC;
RK AVENUE, 241N FLOWNEW YORK NY 10
9NY CUSTILL
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152
DEUTSCHE BANK TRUST 03 AMERICAS
EMT
I
V
IINTRUSIITSS
/FEC/PERSHING uriccNAEL 1. ROTH N
05541.00
DEUTSCHE BANK TRUST 0> AMERICAS
VOID
//613
WALL STREET
/REC/PERSHING
PERSH•510 LIG MICHAEL I. ROTH
NEW YORK, NY 10005..2858
LLCMICHARL I. ROTE N
01419647
/1613
BEY COST PPM - 0/a 1:41T03 AHEM
MCTRUST SPECIAL OPPORTUNITIES FUND
II LPC/0 ENTRUST PARTNERS LL4:37$ PA
RK MENUS, 247N ELOOPNEW YORK KY 10
152
DEUTSCHE EARN TRUST 03 AMERICAS
EMI
C
2000.00
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62500.00
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6348 ADDRESS 151
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WAGON STREET, APT.
NEW YORK NY 10013
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2135 6X
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HOROWITZ 1:45 SECURITIES INC
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R4TRUST SPECIAL OPPORTUNITIES FUND INC aISTODIAN //TN
HOROWITZ DR SECURITIES MC
II ET5TH FLOOR,90 FORT STREET, P.O. ACCOUNT DTO 10/13/14 CUSTODIAN ROTH ACCOUNT DTD 10/13/14
BOX 32021GRAND CAYMAN XVI -1208CAYM N40-80275
0/0 DOTCO MEDIC
AN ISLANDS
CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL
SDNY_GM_00065475
9/6/2019
DB-SDNY-0028300
EFTA_00I 75975
EFTA01299467
--- PAGE 3 ---
RPM: IGISOIODS
DATA: 07/30/2015
ACCOUNT
PR I/O 0IW DESCRIPTION
INDX4ING/OUTCOING WIRES,CNECKS AND ACH REPORT
IDD: 6%6
OFR: N40
ADDITIONAL luro
BENEFICIARIES
ISSUER NAME
PACE:
NET Mani
DEUTSCHE BANK TRUST CO AMERICAS
N40908889 LIA 0 C
exec?: NR(BER
1506
409.00
N40808880 LIA 0 C
27..4
CHECK 14.0,1111 - 1497
CONFIDENTIAL - PURSUANT TO FED. R.QP .NEIDENTIAL
SONY_GM_00065476
9/6/20 19
DB-SDNY-0028301
EFTA_00I 75976
EFTA01299468
--- SOURCE: IMAGES__0005__EFTA01299469.txt ---
METADATA_SOURCE: IMAGES0005
METADATA_FILENAME: EFTA01299469.pdf
----------------------------------------
RUN DATE : 08/09/2018 - 00.02.03
REPORT ID: MBSO5OCA-02
IBD NO : 6XE
ACCOUNT
TYPE
ASSET MOVEMENT ACTIVITY - CURRENCY WIRES
ACTIVITY REPORT FOR THE DATE : 08/08/2018
REPORT PAGE:
AMOUNT Ca BANE INIT DEPT
DEPT
INITIATED INITIATED UPDATED
REQUEST
BY
AT
AT
ID
3,982,916.26 PLN
IBD
P6XELSUL 08.26.35 03.30.26
USDE
: $1,081,019.23
TRADE DATE: 08/07/2018
VALUE DATE: 08/08/2018
FEE DESCRIPTION
AMOUNT CHARGE TO
WAIVE FEE REASON
WIRE FEE
$10.00 OFFICE
N/A
HANK-INFO SWIFT ID
LOCAL BRANCH CODE/ACCT NO/IRAN
NAME
CITY
Comm
INVL
BANK
DEUTPLPX
SECOND
FFC
ULT BENZ
ADDITIONAL INSTRUCTIONS : REF: SOFL
RELEASE DATE
: 2018-08-07
RELEASE CONSENTS
RULE NUMBER
MESSAGE
DEUTSCHE BANK POLSKA S.A.
WARSZAWA
➢OLAND
DEUTSCHE BANK AG, LONDON
DEUTGB2L
02790
-THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW.
03301
-ALL CURRENCY WIRES TO APPROVAL.
03419
-AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE
03620
-THIRD PARTY REQUEST USING STI EXCEEDS LIMIT. PERSHING REVEIW REQUIRED.
09921
-AML/EXCEEDS TURNOVER RATIO: REG/DOM ACCT-1794 OVER STANDARD TIKEFRAME
09938
-ACCOUNT ON WATCH LIST - ➢IC ACCOUNT
09952
-Ala-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR All ESTABLISH
09954
-AML-VELOCITY TOTAL DISBURSEMENTS THRESHOLD EXCEEDED FOR AN ESTABLISHE
REASON
: SLOA, PLN SETTLES TODAY
SCHEDULED PAYMENT
STANDING INSTRUCTION
: Y
CURRENCY WIRES REF NURSER : IND1CNJ630000038
Reg E Eligible : No
USER ID
DATE
TIME
STATUS COMMENTS
08/08/18 03.30.26 SAT
The Currency wire got settled.
08/07/18 12.18.24 PPR
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL
SDNY_GM_00065480
DB-SDNY-0028305
EFTA_00175980
EFTA01299469
--- PAGE 2 ---
RUN DATE : 08/09/2018 - 00.02.03
REPORT ID: MBSOSOCA-02
IBD NO : 62M
ASSET MOVEMENT ACTIVITY - CURRENCY WIRES
REPORT PAGE:
ACTIVITY REPORT FOR THE DATE : 08/08/2018
USER ID
DATE
TIME
STATUS COMMENTS
08/07/18 12.18.24 ULK
08/07/18 12.18.24 APP
SUFF S/D PLN CCY AVAIL. SUFF RCS TO COVER EUR/JPY DEBITS.
08/07/18 12.12.45 LCK
08/07/28 11.15.12 ULK
08/07/18 11.15.12 APP
STI, SUP? PLN, SUFF PDS TO COVER THE SMALL EUR AND JPY DEBITS
08/07/18 11.09.54 LO(
08/07/18 09.38.43 ULK
08/07/18 09.38.43 APP
08/07/18 09.36.01 LCK
08/07/18 08.26.35 SUBN
SDNY_GM_00065481
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL
DB-SDNY-0028306
EFTA_00175981
EFTA01299470
--- SOURCE: IMAGES__0005__EFTA01299471.txt ---
METADATA_SOURCE: IMAGES0005
METADATA_FILENAME: EFTA01299471.pdf
----------------------------------------
RPTID: MBS01000
DATE: 07/24/2014
INCOMING/OUTGOING WIRES,CHECKS AHD ACH REPORT
IBD: 6XE
OFF: N4G
PAGE:
ACCOUNT
RR I/O C/M DESCRIPTION